PRIVACY NOTICE

GuidedMoney, LLC D/B/A Direct Financial Care

Rev. 09/2026

FACTS: WHAT DOES GUIDEDMONEY, LLC D/B/A/ DIRECT FINANCIAL CARE DOW WITH YOUR PERSONAL INFORMATION?

Why?	Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.
What?	The types of personal information we collect and share depend on the product or service you have with us. This information can include: – Social security number and date of birth. – Personal and financial information. – Account balances and transaction history. When you are no longer our customer, we continue to share your information as described in this notice.
How?	All ﬁnancial companies need to share clients’ personal information to run their everyday business. In the section below, we list the reasons ﬁnancial companies can share their clients’ personal information; the reasons we choose to share; and whether you can limit this sharing.

Reasons we can share your personal information	Can you limit this sharing?	For nonafﬁliates to market to you
For our everyday business purposes— such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus	Yes	No
For our marketing purposes— to offer our products and services to you	Yes	No
For joint marketing with other ﬁnancial companies	No	Not applicable
For our afﬁliates’ everyday business purposes— information about your transactions and experiences	No	For nonafﬁliates to market to you
For our afﬁliates’ everyday business purposes— information about your creditworthiness	No	For nonafﬁliates to market to you
For nonafﬁliates to market to you	No	For nonafﬁliates to market to you

Reasons we can share your personal information

Can you limit this sharing?

For nonafﬁliates to market to you

For our everyday business purposes—

such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus

Yes

For our marketing purposes—

to offer our products and services to you

Yes

For joint marketing with other ﬁnancial companies

Not applicable

For our afﬁliates’ everyday business purposes—

information about your transactions and experiences

For nonafﬁliates to market to you

For our afﬁliates’ everyday business purposes—

information about your creditworthiness

For nonafﬁliates to market to you

For nonafﬁliates to market to you

For nonafﬁliates to market to you

Who we are
Who is providing this notice?	GuidedMoney, LLC d/b/a Direct Financial Care
How do you protect my personal information?	To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured ﬁles and buildings.
How do you collect my personal information?	We collect your personal information, for example, when you – Open a brokerage account or effect transactions in your account. – Obtain advice from us or have us create a financial plan. – Provide us with your contact information or other personal data. We may also obtain your personal information from your custodian or brokerage firm.
Why can’t I limit all sharing?	Federal law gives you the right to limit only -sharing for afﬁliates’ everyday business purposes—information about your creditworthiness – afﬁliates from using your information to market to you – sharing for nonafﬁliates to market to you State laws and individual companies may give you additional rights to limit sharing.
Afﬁliates	Companies related by common ownership or control. They can be ﬁnancial and nonﬁnancial companies. – We do not have any affiliates that are under common control or ownership.
Nonafﬁliates	Companies not related by common ownership or control. They can be ﬁnancial and nonﬁnancial companies. – We do not share information with nonaffiliates for marketing purposes.
Joint marketing	A formal agreement between nonafﬁliated ﬁnancial companies that together market ﬁnancial products or services to you. – We do not engage in any joint marketing agreements.

Who we are

Who is providing this notice?

GuidedMoney, LLC d/b/a Direct Financial Care

How do you protect my personal information?

To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured ﬁles and buildings.

How do you collect my personal information?

We collect your personal information, for example, when you

– Open a brokerage account or effect transactions in your account.
– Obtain advice from us or have us create a financial plan.
– Provide us with your contact information or other personal data.

We may also obtain your personal information from your custodian or brokerage firm.

Why can’t I limit all sharing?

Federal law gives you the right to limit only

-sharing for afﬁliates’ everyday business purposes—information about your creditworthiness
– afﬁliates from using your information to market to you
– sharing for nonafﬁliates to market to you

State laws and individual companies may give you additional rights to limit sharing.

Afﬁliates

Companies related by common ownership or control. They can be ﬁnancial and nonﬁnancial companies.

– We do not have any affiliates that are under common control or ownership.

Nonafﬁliates

Companies not related by common ownership or control. They can be ﬁnancial and nonﬁnancial companies.

– We do not share information with nonaffiliates for marketing purposes.

Joint marketing

A formal agreement between nonafﬁliated ﬁnancial companies that together market ﬁnancial products or services to you.

– We do not engage in any joint marketing agreements.

PRIVACY NOTICE

GuidedMoney, LLC D/B/A Direct Financial Care

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